AML 102.C – AML/CFT Risk Management for Securities Investment Businesses – Level I

This course provides an overview of the AML/CFT regulatory framework for securities investment businesses (SIBs) in the Cayman Islands. It addresses how to apply the risk based approach (RBA) in an SIB environment, distinguishing between the types of SIB clients and the due diligence requirements for each as well as learning about the various AML/CFT Red Flags to avoid when working in, or serving as a director of, a securities investment business.