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Duration
18 hours
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Learners
95+
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Video
4 hours
CIMA 108 - Client Assets Money and Safekeeping - Securities Investments Business
The purpose of this Statement of Guidance is to help securities investment licensees clearly identify when money they receive should be treated as client money. This clarity is essential, because once funds are classified as client money, firms are expected to apply specific safeguarding and handling requirements under the regulatory framework.
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